Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Mistral Consultancy Limited
FRN 224475
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 7. Giving personal recommendations on long-term care insurance contracts
- Responsibility for MCD Intermediation (since 24 Jun 2025)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 24 Jun 2025)
- SMF3 Executive Director (since 24 Jun 2025)
- SMF16 Compliance Oversight (since 24 Jun 2025)
- [FCA CF] Functions requiring qualifications (since 17 Mar 2021)
- CF30 Customer (22 May 2013 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.