David Galletly

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Nomura International Plc (no longer approved here)

    FRN 124422

    • [FCA CF] Manager of certification employee (12 Aug 2020 to 3 Mar 2021)
    • [FCA CF] Client dealing (4 Nov 2016 to 23 May 2023)
    • [FCA CF] Material risk taker (4 Nov 2016 to 23 May 2023)
    • CF30 Customer (20 Oct 2008 to 6 Mar 2016)
  • Nomura Bank International Plc. (no longer approved here)

    FRN 204419

    • [FCA CF] Manager of certification employee (4 Nov 2016 to 6 Jul 2019)
    • [FCA CF] Material risk taker (4 Nov 2016 to 23 May 2023)
    • [FCA CF] Client dealing (4 Nov 2016 to 23 May 2023)
    • CF30 Customer (30 Oct 2014 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

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