Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- SMF1 Chief Executive (9 Dec 2019 to 15 Dec 2020)
- SMF3 Executive Director (9 Dec 2019 to 24 Feb 2021)
- CF3 Chief Executive (23 May 2008 to 8 Dec 2019)
- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- CF1 Director (23 Jul 2003 to 8 Dec 2019)
- CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
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- CF21 Investment Adviser (1 Dec 2001 to 21 Jan 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.