David Falcon

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Edmond de Rothschild Asset Management (UK) Limited (no longer approved here)

    FRN 578074

    • [FCA CF] Client dealing (9 Dec 2019 to 5 Jul 2021)
    • CF30 Customer (16 Oct 2014 to 8 Dec 2019)
  • MUFG BANK, LTD (no longer approved here)

    FRN 139189

    • CF30 Customer (1 Nov 2007 to 15 Sep 2014)
    • CF23 Corporate Finance Adviser (3 Jan 2007 to 31 Oct 2007)
  • The Bank of Nova Scotia (no longer approved here)

    FRN 141308

    • CF23 Corporate Finance Adviser (25 Mar 2002 to 30 Sep 2002)
  • Citibank, N.A. (no longer approved here)

    FRN 124704

    • CF23 Corporate Finance Adviser (1 Dec 2001 to 16 Jan 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.