David Elms

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Janus Henderson Investors International Limited

    FRN 189998

    • [FCA CF] Manager of certification employee (since 29 Feb 2024)
  • Janus Henderson Investors UK Limited

    FRN 121857

    • SMF18 Other Overall Responsibility (since 24 Oct 2023)
    • [FCA CF] Material risk taker (since 17 Apr 2023)
    • [FCA CF] Client dealing (since 17 Apr 2020)
    • [FCA CF] Manager of certification employee (since 17 Apr 2020)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF27 Investment Management (12 May 2003 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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