David Ellis

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • RBC Europe Limited

    FRN 124543

    • [FCA CF] Client dealing (since 7 Jun 2018)
    • [FCA CF] Manager of certification employee (since 7 Jun 2018)
    • [FCA CF] Material risk taker (since 7 Jun 2018)
  • Royal Bank of Canada

    FRN 124783

    • [FCA CF] Material risk taker (since 7 Jun 2018)
    • [FCA CF] Client dealing (since 7 Jun 2018)
    • [FCA CF] Manager of certification employee (since 7 Jun 2018)
  • Banco Santander, S.A. (no longer approved here)

    FRN 136261

    • CF30 Customer (3 Aug 2015 to 6 Mar 2016)
  • Santander Financial Services plc (no longer approved here)

    FRN 146003

    • CF30 Customer (3 Aug 2015 to 6 Mar 2016)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF30 Customer (4 Jun 2013 to 6 May 2015)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.