David Davies

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Seven Financial UK Limited
FRN 602051
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- [FCA CF] Client dealing (since 21 Aug 2025)
- [FCA CF] Functions requiring qualifications (since 21 Aug 2025)
Whitechurch Securities Limited (no longer approved here)
FRN 114318
- CF8 Apportionment and Oversight (14 Jun 2002 to 11 Jun 2003)
- CF1 Director (1 Dec 2001 to 11 Jun 2003)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.