David Cropper Ogden

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Sparrows Capital Limited

    FRN 607414

    • SMF16 Compliance Oversight (since 23 Oct 2020)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 23 Oct 2020)
  • Seven Investment Management LLP (no longer approved here)

    FRN 589124

    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 13 Mar 2020)
    • CF11 Money Laundering Reporting (1 Mar 2013 to 8 Dec 2019)
  • 7IM Investment and Retirement Solutions Limited (no longer approved here)

    FRN 787394

    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 13 Mar 2020)
    • CF11 Money Laundering Reporting (1 Dec 2017 to 8 Dec 2019)
  • AXA INVESTMENT MANAGERS UK LIMITED (no longer approved here)

    FRN 119368

    • CF10 Compliance Oversight (1 Dec 2001 to 1 Apr 2006)
    • CF11 Money Laundering Reporting (1 Dec 2001 to 1 Apr 2006)
  • AXA Investment Managers GS Limited (no longer approved here)

    FRN 188523

    • CF10 Compliance Oversight (1 Dec 2001 to 1 Apr 2006)
    • CF11 Money Laundering Reporting (1 Dec 2001 to 1 Apr 2006)

Recent activity

Updates to this individual's record on the FCA register.

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