David Cowley

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Sumitomo Mitsui Trust International Limited

    FRN 124546

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 1 May 2024)
  • Plurimi Wealth LLP (no longer approved here)

    FRN 466728

    • SMF17 Money Laundering Reporting Officer (MLRO) (15 Mar 2021 to 2 Mar 2023)
    • SMF16 Compliance Oversight (15 Mar 2021 to 2 Mar 2023)
  • Killik & Co LLP (no longer approved here)

    FRN 462016

    • CF30 Customer (1 Nov 2007 to 31 Oct 2008)
    • CF10 Compliance Oversight (2 Apr 2007 to 31 Oct 2008)
    • CF21 Investment Adviser (2 Apr 2007 to 31 Oct 2007)
    • CF27 Investment Management (2 Apr 2007 to 31 Oct 2007)
  • RAYMOND JAMES INVESTMENT SERVICES LIMITED (no longer approved here)

    FRN 194713

    • CF27 Investment Management (11 Apr 2005 to 3 Oct 2005)
    • CF10 Compliance Oversight (11 Apr 2005 to 3 Oct 2005)
    • CF21 Investment Adviser (11 Apr 2005 to 3 Oct 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.