Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Natixis

    FRN 206092

    • [FCA CF] Client dealing (since 7 Mar 2016)
    • [FCA CF] Functions requiring qualifications (7 Mar 2016 to 5 Mar 2021)
    • CF30 Customer (27 Feb 2008 to 6 Mar 2016)
  • GF Financial Markets (UK) Limited (no longer approved here)

    FRN 114237

    • CF30 Customer (1 Nov 2007 to 3 Dec 2009)
    • CF21 Investment Adviser (1 Feb 2005 to 31 Oct 2007)
  • Sucden Financial Limited (no longer approved here)

    FRN 114239

    • CF21 Investment Adviser (1 Dec 2001 to 3 Dec 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.