David Connolly

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • PERSHING SECURITIES LIMITED (no longer approved here)

    FRN 146576

    • [FCA CF] Material risk taker (3 Sep 2020 to 31 May 2023)
    • [FCA CF] Significant management (3 Sep 2020 to 30 Sep 2024)
  • MD Insurance Services Limited (no longer approved here)

    FRN 306947

    • SMF3 Executive Director (9 Dec 2019 to 1 Sep 2020)
    • CF1 Director (16 Feb 2010 to 8 Dec 2019)
  • MD AFFINITY SCHEMES LTD (no longer approved here)

    FRN 599269

    • SMF3 Executive Director (9 Dec 2019 to 1 Sep 2020)
    • CF1 Director (11 Nov 2013 to 8 Dec 2019)
  • MDIS (International) Limited (no longer approved here)

    FRN 599273

    • SMF3 Executive Director (9 Dec 2019 to 1 Sep 2020)
    • CF1 Director (19 Nov 2013 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.