Date authorised
1 April 2013
Companies House
03642459
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    2 Shore Lines Building
    Shore Road
    Birkenhead
    Wirral
    Merseyside
    CH41 1AU
    UNITED KINGDOM
    Phone
    +4401516504300
  • Complaints Contact

    2 Shore Lines Building
    Shore Road
    Birkenhead
    Merseyside
    CH41 1AU
    UNITED KINGDOM
    Phone
    +4401516504343

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Alan James Fort

    IRN AJF01215

    • CF2 Non Executive Director (19 Feb 2009 to 17 Jan 2011)
  • Alexander mark Lyons

    IRN AXL00137

    • [FCA CF] Significant management (12 Jan 2021 to 24 Nov 2023)
  • Andrew Gardner

    IRN AXG00001

    • [FCA CF] Manager of certification employee (since 1 Sep 2020)
  • Andrew John Burke

    IRN AJB01485

    • SMF9 Chair of the Governing Body (since 4 Nov 2025)
  • Anya Marjorie O'Reilly

    IRN AMO01058

    • Director of firm who is not a certification employee or a SMF manager (since 1 Apr 2025)
    • SMF3 Executive Director (8 Jul 2022 to 1 Apr 2025)
  • Ben Macpherson

    IRN BXM00136

    • Responsible for Insurance Distribution (21 May 2021 to 6 Dec 2023)
    • SMF3 Executive Director (21 May 2021 to 6 Dec 2023)
    • [FCA CF] Significant management (12 Jan 2021 to 17 Feb 2021)
  • Bernadette Mary Devaney

    IRN BMD01028

    • CF1 Director (14 Jan 2005 to 27 Oct 2017)
  • Boyd John William Hackett

    IRN BXH32422

    • [FCA CF] Significant management (since 30 Oct 2025)
  • Christine Stephenson

    IRN CXS00155

    • Director of firm who is not a certification employee or a SMF manager (since 27 May 2024)
  • Colin Martyn Lendon

    IRN CML01096

    • CF1 Director (20 May 2009 to 1 Apr 2010)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.