Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Sense Financial Solutions Limited
FRN 616273
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- [FCA CF] Functions requiring qualifications (since 9 Dec 2020)
- [FCA CF] Client dealing (since 9 Dec 2020)
- CF30 Customer (22 Jan 2016 to 8 Dec 2019)
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- CF30 Customer (11 Jan 2012 to 26 Feb 2016)
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- CF30 Customer (15 Aug 2008 to 29 Oct 2011)
- CF21 Investment Adviser (1 Dec 2001 to 20 Jan 2006)
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- CF30 Customer (28 Mar 2008 to 11 Jul 2008)
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- CF30 Customer (1 Nov 2007 to 1 Mar 2008)
- CF22 Investment Adviser (Trainee) (17 Sep 2007 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.