Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- Director of firm who is not a certification employee or a SMF manager (4 Jun 2021 to 21 Jun 2024)
- SMF3 Executive Director (9 Dec 2019 to 4 Jun 2021)
- CF1 Director (15 Nov 2002 to 5 Dec 2002)
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- Director of firm who is not a certification employee or a SMF manager (4 Jun 2021 to 21 Jun 2024)
- SMF3 Executive Director (4 Dec 2020 to 4 Jun 2021)
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- Director of firm who is not a certification employee or a SMF manager (4 Jun 2021 to 21 Jun 2024)
- SMF27 Partner (9 Dec 2019 to 4 Jun 2021)
- [FCA CF] Client dealing (9 Dec 2019 to 4 Jun 2021)
- SMF1 Chief Executive (9 Dec 2019 to 4 Dec 2020)
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 4 Jun 2021)
- CF3 Chief Executive (27 Sep 2013 to 8 Dec 2019)
- CF4 Partner (7 May 2013 to 8 Dec 2019)
- CF30 Customer (7 May 2013 to 8 Dec 2019)
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- SMF3 Executive Director (9 Dec 2019 to 25 May 2021)
- CF1 Director (27 Sep 2013 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.