David Cannon

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • TP ICAP Markets Limited

    FRN 124520

    • [FCA CF] Client dealing (since 9 Feb 2023)
    • [FCA CF] Manager of certification employee (since 9 Feb 2023)
    • [FCA CF] Material risk taker (9 Feb 2023 to 31 Dec 2023)
  • Liquidnet Europe Limited (no longer approved here)

    FRN 198039

    • [FCA CF] Client dealing (1 Jul 2024 to 27 Feb 2026)
    • [FCA CF] Manager of certification employee (1 Jul 2024 to 27 Feb 2026)
  • PERSHING SECURITIES LIMITED (no longer approved here)

    FRN 146576

    • CF26 Customer Trading (16 May 2005 to 11 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.