Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Clydesdale Financial Services Limited (no longer approved here)

    FRN 311753

    • SMF5 Head of Internal Audit (9 Dec 2019 to 8 Jan 2021)
    • CF28 Systems and controls (13 Aug 2019 to 8 Dec 2019)
  • Barclays Capital Securities Limited (no longer approved here)

    FRN 124431

    • SMF5 Head of Internal Audit (16 May 2018 to 8 Jan 2021)
    • [FCA CF] Manager of certification employee (25 Nov 2017 to 28 Jun 2019)
  • CREDIT SUISSE INTERNATIONAL (no longer approved here)

    FRN 146702

    • SMF5 Head of Internal Audit (7 Mar 2016 to 28 Mar 2017)
    • CF28 Systems and controls (20 Oct 2015 to 6 Mar 2016)
  • VTB Capital plc (no longer approved here)

    FRN 144003

    • CF28 Systems and controls (14 Mar 2012 to 31 Jul 2015)
  • Mortgages Plc (no longer approved here)

    FRN 304260

    • CF28 Systems and controls (1 Nov 2007 to 20 Jan 2009)
    • CF15 Internal Audit (23 Jun 2006 to 31 Oct 2007)
  • Wave Lending Limited (no longer approved here)

    FRN 305391

    • CF28 Systems and controls (1 Nov 2007 to 20 Jan 2009)
    • CF15 Internal Audit (25 Jan 2007 to 31 Oct 2007)
  • Mortgages 1 Limited (no longer approved here)

    FRN 308345

    • CF28 Systems and controls (1 Nov 2007 to 20 Jan 2009)
    • CF15 Internal Audit (23 Jun 2006 to 31 Oct 2007)
  • ING Bank N.V. (no longer approved here)

    FRN 124940

    • CF21 Investment Adviser (1 Dec 2001 to 27 Jun 2003)

Recent activity

Updates to this individual's record on the FCA register.

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