Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- SMF5 Head of Internal Audit (9 Dec 2019 to 8 Jan 2021)
- CF28 Systems and controls (13 Aug 2019 to 8 Dec 2019)
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- SMF5 Head of Internal Audit (16 May 2018 to 8 Jan 2021)
- [FCA CF] Manager of certification employee (25 Nov 2017 to 28 Jun 2019)
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- SMF5 Head of Internal Audit (7 Mar 2016 to 28 Mar 2017)
- CF28 Systems and controls (20 Oct 2015 to 6 Mar 2016)
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- CF28 Systems and controls (14 Mar 2012 to 31 Jul 2015)
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- CF28 Systems and controls (1 Nov 2007 to 20 Jan 2009)
- CF15 Internal Audit (23 Jun 2006 to 31 Oct 2007)
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- CF28 Systems and controls (1 Nov 2007 to 20 Jan 2009)
- CF15 Internal Audit (25 Jan 2007 to 31 Oct 2007)
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- CF28 Systems and controls (1 Nov 2007 to 20 Jan 2009)
- CF15 Internal Audit (23 Jun 2006 to 31 Oct 2007)
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- CF21 Investment Adviser (1 Dec 2001 to 27 Jun 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.