Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • GUINNESS ASSET MANAGEMENT LIMITED (no longer approved here)

    FRN 223077

    • CF30 Customer (1 Jan 2024 to 5 Apr 2024)
    • [FCA CF] Client dealing (1 Mar 2022 to 5 Apr 2024)
    • [FCA CF] Material risk taker (1 Mar 2022 to 5 Apr 2024)
  • Guinness Ventures Limited (no longer approved here)

    FRN 1002971

    • (2)Employed By (1 Jan 2024 to 5 Apr 2024)
  • Downing LLP (no longer approved here)

    FRN 545025

    • CF30 Customer (18 Dec 2013 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

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