David Arstall

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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

BAILEY FINANCIAL SERVICES ( PRESTON ) LIMITED
FRN 478376
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
- [FCA CF] Client dealing (9 Dec 2019 to 3 Sep 2025)
- CF30 Customer (3 Dec 2008 to 16 Mar 2010)
Haleys Financial Services Ltd (no longer approved here)
FRN 192031
- (3)Employed By (17 Feb 2005 to 24 Oct 2005)
Bailey Financial Services (U328) (no longer approved here)
FRN 171404
- Employed By (4 Feb 2003 to 14 Jan 2004)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.