BAILEY FINANCIAL SERVICES ( PRESTON ) LIMITED

• Principal Place of Business

  Slater House

  Meadowcroft Business Park, Pope Lane

  Whitestake

  Preston

  Lancashire

  PR4 4BA

  UNITED KINGDOM

  Phone

  +4401772750055

  Web

  https://www.bailey-fs.co.uk

• Complaints Contact

  Slater House

  Meadowcroft Business Park

  Pope Lane

  Whitestake

  Preston

  Lancashire

  PR4 4BA

  UNITED KINGDOM

  Phone

  +4401772750055

• Buy-to-Let Mortgage Admin

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from pension policies with a Guaranteed Annuity Rate.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

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  • · This permission is limited to debt counselling with no debt management activity
  • · Limited to debt counselling which is provided in connection with investment advice

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Credit Score Services

  Show 1 limitation Hide limitations

  • · Not permitted to carry our credit repair services.

• David Arstall

  IRN DXA01251

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • [FCA CF] Client dealing (9 Dec 2019 to 3 Sep 2025)
  • CF30 Customer (3 Dec 2008 to 16 Mar 2010)
• Emily Waddicor

  IRN EXW00336

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • [FCA CF] Functions requiring qualifications (since 1 Nov 2025)
• Michael Anthony Parkin

  IRN MAP01227

  • CF30 Customer (5 Oct 2010 to 6 Jan 2012)
• Michael Robert Arthur Bailey

  IRN MRB00048

  • 9A. Advising on P2P agreements
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • SMF16 Compliance Oversight (since 9 Dec 2019)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
  • SMF3 Executive Director (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • Responsible for Insurance Distribution (since 1 Oct 2018)
  • Responsibility for MCD Intermediation (since 21 Mar 2016)
  • Responsible for Insurance Mediation (7 Apr 2008 to 30 Sep 2018)
  • CF1 Director (7 Apr 2008 to 8 Dec 2019)
  • CF10 Compliance Oversight (7 Apr 2008 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (7 Apr 2008 to 8 Dec 2019)
  • CF30 Customer (7 Apr 2008 to 8 Dec 2019)
  • CF8 Apportionment and Oversight (7 Apr 2008 to 31 Mar 2009)
• Sarah Edwards

  IRN SXE14750

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • Responsible for Insurance Distribution (since 14 May 2019)
  • CF30 Customer (14 May 2019 to 8 Dec 2019)
• Sarah Louise Bailey

  IRN SLB01075

  • CF1 Director (7 Apr 2008 to 9 Mar 2018)

• Haleys Financial Services Ltd (no longer appointed)

  FRN 192031 · Appointed 7 Apr 2008 · Until 1 Jul 2009

No changes recorded yet.