David Anthony Sharpe

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HW Financial Services Limited

    FRN 134190

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Manager of certification employee (since 9 Feb 2026)
    • [FCA CF] Functions requiring qualifications (since 21 Jul 2025)
    • [FCA CF] Client dealing (since 21 Jul 2025)
  • Evelyn Partners Financial Planning Limited

    FRN 136414

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Manager of certification employee (since 9 Feb 2026)
    • [FCA CF] Client dealing (since 21 Jul 2025)
    • [FCA CF] Functions requiring qualifications (since 21 Jul 2025)
  • Santander UK Plc (no longer approved here)

    FRN 106054

    • [FCA CF] Functions requiring qualifications (7 Mar 2016 to 5 Dec 2024)
    • CF30 Customer (28 Oct 2010 to 21 Aug 2013)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • CF30 Customer (28 Dec 2007 to 10 Sep 2010)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF30 Customer (1 Nov 2007 to 2 Dec 2007)
    • CF21 Investment Adviser (14 Mar 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (17 Jan 2005 to 14 Mar 2007)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF21 Investment Adviser (1 Dec 2001 to 7 Jan 2005)

Recent activity

Updates to this individual's record on the FCA register.

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