David Anthony Dowrick

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Cathedral Financial Services LLP

    FRN 438073

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 10 Apr 2020)
    • [FCA CF] Client dealing (since 10 Apr 2020)
    • CF30 Customer (25 Jun 2019 to 8 Dec 2019)
  • Watermark Financial Planning Ltd (no longer approved here)

    FRN 503876

    • Employed By (30 Sep 2015 to 14 Feb 2018)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.