Cathedral Financial Services LLP

• Principal Place of Business

  96 Cardiff Road

  Llandaff

  Cardiff

  Cardiff

  CF5 2DT

  UNITED KINGDOM

  Phone

  +442920568111

  Web

  https://www.cathedralfs.co.uk

• Complaints Contact

  96 Cardiff Road

  Llandaff

  South Glamorgan

  CF5 2DT

  UNITED KINGDOM

  Phone

  +442920568111

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• P2P Lending Advice

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from pension policies with a Guaranteed Annuity Rate.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

  Show 1 limitation Hide limitations

  • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

• Anthony James Poacher

  IRN AJP00125

  • CF30 Customer (10 Jul 2014 to 2 Nov 2015)
• David Anthony Dowrick

  IRN DAD01131

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Functions requiring qualifications (since 10 Apr 2020)
  • [FCA CF] Client dealing (since 10 Apr 2020)
  • CF30 Customer (25 Jun 2019 to 8 Dec 2019)
• Jeffrey Roy Ellis

  IRN JRE00001

  • SMF27 Partner (since 9 Dec 2019)
  • SMF16 Compliance Oversight (9 Dec 2019 to 10 Aug 2021)
  • CF30 Customer (1 Nov 2007 to 2 Jan 2013)
  • CF8 Apportionment and Oversight (10 Nov 2005 to 31 Mar 2009)
  • CF21 Investment Adviser (10 Nov 2005 to 31 Oct 2007)
  • CF10 Compliance Oversight (10 Nov 2005 to 8 Dec 2019)
  • CF4 Partner (10 Nov 2005 to 8 Dec 2019)
• Peter Malcolm Davies

  IRN PMD00001

  • Responsible for Insurance Distribution (1 Oct 2018 to 12 Jun 2019)
  • Responsibility for MCD Intermediation (25 Apr 2016 to 12 Jun 2019)
  • CF30 Customer (1 Nov 2007 to 2 Jan 2013)
  • Responsible for Insurance Mediation (10 Nov 2005 to 30 Sep 2018)
  • CF4 Partner (10 Nov 2005 to 12 Jun 2019)
  • CF21 Investment Adviser (10 Nov 2005 to 31 Oct 2007)
  • CF11 Money Laundering Reporting (10 Nov 2005 to 12 Jun 2019)
• Richard Holland

  IRN RXH01376

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • [FCA CF] Client dealing (since 9 Jan 2020)
  • [FCA CF] Functions requiring qualifications (since 9 Jan 2020)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
  • SMF16 Compliance Oversight (since 9 Dec 2019)
  • SMF27 Partner (since 9 Dec 2019)
  • Responsible for Insurance Distribution (since 11 Nov 2019)
  • Responsibility for MCD Intermediation (since 11 Nov 2019)
  • CF11 Money Laundering Reporting (11 Nov 2019 to 8 Dec 2019)
  • CF10 Compliance Oversight (11 Nov 2019 to 8 Dec 2019)
  • CF4 Partner (29 Sep 2017 to 8 Dec 2019)
  • CF30 Customer (23 Feb 2016 to 8 Dec 2019)
• Stephen Wicks

  IRN SXW00028

  • CF30 Customer (2 Jan 2013 to 30 Sep 2014)
  • CF4 Partner (5 Dec 2012 to 30 Sep 2014)

No changes recorded yet.