David Andrew Watkins

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • THE ROYAL BANK OF SCOTLAND PUBLIC LIMITED COMPANY

    FRN 114724

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 11 Mar 2024)
    • [FCA CF] Functions requiring qualifications (15 Jul 2019 to 13 Jul 2020)
  • Coutts & Company

    FRN 122287

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 11 Mar 2024)
    • [FCA CF] Functions requiring qualifications (31 Aug 2016 to 8 Jul 2019)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF30 Customer (31 May 2016 to 13 Jun 2016)
  • Bath Wealth Management Limited (no longer approved here)

    FRN 648729

    • Employed By (31 May 2016 to 13 Jun 2016)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF30 Customer (25 Aug 2015 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.