Bath Wealth Management Limited

FRN: 648729
Companies House: 10084999
Last scraped: 3 weeks ago

This firm operates as an appointed representative of St. James's Place Wealth Management Plc. Its regulated business runs under their FCA authorisation, and they're legally responsible for what it does.

Addresses

The contact details this firm has registered with the FCA.

Principal Place of Business

Sunningend Business Centre

22 Lansdown Estate

Gloucester Road

Cheltenham

Gloucestershire

GL51 8PL

UNITED KINGDOM

Phone

+4401242323044

Web

https://www.crockerandpartners.co.uk

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

Bond Katrina Faulkner
IRN BKF00008
- Employed By (15 Jul 2016 to 4 Jan 2024)
Caitlin Faye Self
IRN CFS01055
- Employed By (8 May 2018 to 10 May 2019)
Christopher Paul Richards
IRN CPR01068
- Employed By (3 Oct 2016 to 6 Aug 2021)
David Andrew Watkins
IRN DAW01247
- Employed By (31 May 2016 to 13 Jun 2016)
James Andrew Maltby
IRN JAM01443
- Employed By (since 11 Nov 2021)
James Benjamin Crocker
IRN JBC01079
- Employed By (since 2 Oct 2014)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.

What it all means

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.