David Alexander Hague

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Banco Santander, S.A.

    FRN 136261

    • [PRA CF] Significant risk taker or Material risk taker (since 6 Jul 2023)
    • [PRA CF] Managing a material risk taker (since 6 Jul 2023)
    • [FCA CF] Material risk taker (since 6 Jul 2023)
    • [FCA CF] Significant management (since 6 Jul 2023)
    • [FCA CF] Client dealing (since 6 Jul 2023)
    • [FCA CF] Manager of certification employee (since 6 Jul 2023)
  • Nomura International Plc (no longer approved here)

    FRN 124422

    • [FCA CF] Client dealing (4 Apr 2019 to 31 Mar 2023)
    • [FCA CF] Material risk taker (1 Nov 2016 to 31 Mar 2023)
    • CF30 Customer (17 Feb 2014 to 6 Mar 2016)
  • Nomura Bank International Plc. (no longer approved here)

    FRN 204419

    • [FCA CF] Client dealing (1 Nov 2016 to 3 Apr 2019)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF30 Customer (3 Oct 2008 to 14 Nov 2013)

Recent activity

Updates to this individual's record on the FCA register.

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