David Adkins

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • SMBC Nikko Capital Markets Limited

    FRN 171935

    • [FCA CF] Client dealing (since 4 Sep 2024)
    • [FCA CF] Manager of certification employee (since 4 Sep 2024)
  • SMBC Derivative Products Limited

    FRN 172073

    • [FCA CF] Client dealing (since 4 Sep 2024)
    • [FCA CF] Manager of certification employee (since 4 Sep 2024)
  • SMBC Bank International plc

    FRN 223304

    • [FCA CF] Client dealing (since 4 Sep 2024)
    • [FCA CF] Manager of certification employee (since 4 Sep 2024)
  • Sumitomo Mitsui Banking Corporation, London Branch

    FRN 769072

    • [FCA CF] Manager of certification employee (since 4 Sep 2024)
    • [FCA CF] Client dealing (since 4 Sep 2024)
  • Nomura Bank International Plc. (no longer approved here)

    FRN 204419

    • [FCA CF] Material risk taker (26 Nov 2019 to 12 Sep 2023)
    • [FCA CF] Client dealing (10 Apr 2018 to 12 Sep 2023)
    • [FCA CF] Manager of certification employee (10 Apr 2018 to 12 Sep 2023)
  • Nomura International Plc (no longer approved here)

    FRN 124422

    • [FCA CF] Manager of certification employee (13 Jan 2017 to 12 Sep 2023)
    • [FCA CF] Material risk taker (3 Nov 2016 to 12 Sep 2023)
    • [FCA CF] Client dealing (1 Nov 2016 to 12 Sep 2023)
    • CF30 Customer (1 Oct 2015 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

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