Daryl Wayne Lay

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 24 Nov 2023)
    • CF30 Customer (19 Mar 2014 to 24 Nov 2023)
    • CF1 Director (AR) (19 Mar 2014 to 22 Dec 2022)
  • Quilter Mortgage Planning Limited (no longer approved here)

    FRN 440718

    • CF1 Director (AR) (19 Mar 2014 to 22 Dec 2022)
  • QUILTER WEALTH LIMITED (no longer approved here)

    FRN 217742

    • CF1 Director (AR) (19 Aug 2010 to 26 Jun 2015)
    • CF30 Customer (19 Aug 2010 to 26 Jun 2015)
  • HL Financial Consultants Ltd (no longer approved here)

    FRN 514732

    • Employed By (19 Aug 2010 to 24 Nov 2023)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF30 Customer (1 Mar 2010 to 19 Aug 2010)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • CF30 Customer (1 Nov 2007 to 28 Feb 2010)
    • CF21 Investment Adviser (17 Sep 2007 to 31 Oct 2007)
  • HBOS Investment Fund Managers Limited (no longer approved here)

    FRN 119223

    • CF21 Investment Adviser (5 Nov 2002 to 5 Jun 2003)
    • CF22 Investment Adviser (Trainee) (24 Sep 2002 to 5 Nov 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.