Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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BGC Brokers L.P
FRN 454814
- [FCA CF] Client dealing (since 9 Dec 2019)
- CF30 Customer (21 Mar 2013 to 8 Dec 2019)
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- CF30 Customer (25 Jan 2012 to 13 Nov 2012)
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- CF30 Customer (24 Feb 2010 to 1 Sep 2011)
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- CF30 Customer (1 Nov 2007 to 15 Jun 2009)
- CF21 Investment Adviser (7 Dec 2004 to 31 Oct 2007)
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- CF30 Customer (1 Nov 2007 to 11 Mar 2008)
- CF21 Investment Adviser (7 Dec 2004 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.