Darryl Lucas

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HSBC Global Asset Management (UK) Limited (no longer approved here)

    FRN 122335

    • [FCA CF] Manager of certification employee (14 Nov 2023 to 4 Feb 2026)
    • [FCA CF] Material risk taker (27 Sep 2021 to 4 Feb 2022)
    • [FCA CF] Client dealing (13 Nov 2020 to 4 Feb 2026)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • [PRA CF] Significant risk taker or Material risk taker (12 Mar 2021 to 4 Feb 2026)
  • HSBC UK Bank Plc (no longer approved here)

    FRN 765112

    • [PRA CF] Significant risk taker or Material risk taker (12 Mar 2021 to 4 Feb 2026)
  • Baring International Investment Limited (no longer approved here)

    FRN 122628

    • [FCA CF] Client dealing (9 Dec 2019 to 23 Sep 2020)
    • CF30 Customer (22 Jun 2016 to 8 Dec 2019)
  • Baring Asset Management Limited (no longer approved here)

    FRN 170601

    • [FCA CF] Client dealing (9 Dec 2019 to 23 Sep 2020)
    • CF30 Customer (22 Jun 2016 to 8 Dec 2019)
  • Sarasin & Partners LLP (no longer approved here)

    FRN 475111

    • CF30 Customer (3 Sep 2008 to 4 Dec 2015)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.