Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HSBC UK Bank Plc (no longer approved here)

    FRN 765112

    • SMF7 Group Entity Senior Manager (3 Jul 2018 to 6 Apr 2020)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • SMF7 Group Entity Senior Manager (22 May 2018 to 6 Apr 2020)
    • SMF18 Other Overall Responsibility (6 Apr 2016 to 22 May 2018)
  • MARKS AND SPENCER FINANCIAL SERVICES PLC (no longer approved here)

    FRN 151427

    • SMF18 Other Overall Responsibility (6 Apr 2016 to 21 Feb 2018)
  • Clydesdale Bank Plc (no longer approved here)

    FRN 121873

    • CF17 Significant Mgt (Other Business Operations) (7 Oct 2002 to 27 Aug 2004)
  • Northern Bank Limited (no longer approved here)

    FRN 122261

    • CF17 Significant Mgt (Other Business Operations) (7 Oct 2002 to 27 Aug 2004)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • CF16 Significant Mgt (Desgntd Investment Business) (1 Dec 2001 to 6 Jul 2002)
    • CF21 Investment Adviser (1 Dec 2001 to 6 Jul 2002)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • CF21 Investment Adviser (1 Dec 2001 to 6 Jul 2002)

Recent activity

Updates to this individual's record on the FCA register.

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