Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [PRA CF] Managing a material risk taker (since 7 Nov 2023)
    • [FCA CF] Manager of certification employee (since 7 Nov 2023)
    • [FCA CF] Client dealing (since 2 Aug 2021)
    • SMF1 Chief Executive (17 Dec 2021 to 3 Jan 2023)
    • SMF19 Head of Overseas Branch/Head of Overseas (26 Mar 2021 to 3 Jan 2023)
    • SMF21 EEA Branch Senior Manager (EBSM) (27 Feb 2019 to 17 Dec 2021)
    • [FCA CF] Benchmark submission and administration (20 Feb 2018 to 13 Feb 2019)
    • [FCA CF] Client dealing (20 Feb 2018 to 27 Feb 2019)
    • [FCA CF] Manager of certification employee (20 Feb 2018 to 27 Feb 2019)
    • [FCA CF] Significant management (20 Feb 2018 to 27 Feb 2019)
  • Santander UK Plc (no longer approved here)

    FRN 106054

    • [PRA CF] Significant risk taker or Material risk taker (20 Feb 2018 to 27 Feb 2019)
    • [FCA CF] Client dealing (20 Feb 2018 to 27 Feb 2019)
    • [FCA CF] Manager of certification employee (20 Feb 2018 to 27 Feb 2019)
    • [FCA CF] Material risk taker (20 Feb 2018 to 27 Feb 2019)
    • [FCA CF] Significant management (20 Feb 2018 to 27 Feb 2019)
    • [PRA CF] Managing a material risk taker (20 Feb 2018 to 27 Feb 2019)
    • [FCA CF] Benchmark submission and administration (20 Feb 2018 to 13 Feb 2019)
  • Santander Financial Services plc (no longer approved here)

    FRN 146003

    • [FCA CF] Significant management (20 Feb 2018 to 13 Feb 2019)
    • [FCA CF] Benchmark submission and administration (20 Feb 2018 to 13 Feb 2019)
    • [FCA CF] Client dealing (20 Feb 2018 to 13 Feb 2019)
    • [FCA CF] Manager of certification employee (20 Feb 2018 to 13 Feb 2019)
  • Barclays Capital Securities Limited (no longer approved here)

    FRN 124431

    • CF30 Customer (12 Dec 2012 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.