Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 11. Pension transfer specialist
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF1 Director (AR) (since 16 Aug 2017)
    • CF30 Customer (since 11 Nov 2013)
    • CF4 Partner (AR) (11 Nov 2013 to 15 Sep 2017)
  • Derwent F P Limited (no longer approved here)

    FRN 785512

    • Employed By (16 Aug 2017 to 25 Sep 2017)
  • TenetConnect Limited (no longer approved here)

    FRN 149826

    • CF30 Customer (9 Aug 2012 to 14 Nov 2013)
  • Create Financial Management LLP (no longer approved here)

    FRN 229237

    • Employed By (9 Aug 2012 to 14 Nov 2013)
  • Honister Partners Ltd (no longer approved here)

    FRN 502699

    • Employed By (8 May 2012 to 2 Jul 2012)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • CF30 Customer (1 Nov 2007 to 30 Apr 2012)
    • CF21 Investment Adviser (17 Sep 2007 to 31 Oct 2007)
  • HBOS Investment Fund Managers Limited (no longer approved here)

    FRN 119223

    • CF21 Investment Adviser (24 Sep 2002 to 5 Jun 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.