Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
Quilter Financial Limited
FRN 497604
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- 21. Advising or arranging (bringing about) equity release transactions
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 7. Giving personal recommendations on long-term care insurance contracts
- 11. Pension transfer specialist
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
- CF1 Director (AR) (since 16 Aug 2017)
- CF30 Customer (since 11 Nov 2013)
- CF4 Partner (AR) (11 Nov 2013 to 15 Sep 2017)
-
- Employed By (16 Aug 2017 to 25 Sep 2017)
-
- CF30 Customer (9 Aug 2012 to 14 Nov 2013)
-
- Employed By (9 Aug 2012 to 14 Nov 2013)
-
- Employed By (8 May 2012 to 2 Jul 2012)
-
- CF30 Customer (1 Nov 2007 to 30 Apr 2012)
- CF21 Investment Adviser (17 Sep 2007 to 31 Oct 2007)
-
- CF21 Investment Adviser (24 Sep 2002 to 5 Jun 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.