Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
    • 19. Administrative functions in relation to the operation of stakeholder pension schemes
    • 17. Administrative functions in relation to managing investments
    • 16. Safeguarding and administering investments or holding client money
    • [FCA CF] Functions requiring qualifications (since 23 Dec 2025)
    • 19. Administrative functions in relation to the operation of stakeholder pension schemes
    • 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
    • [FCA CF] Functions requiring qualifications (since 23 Dec 2025)
  • Scottish Equitable Plc (no longer approved here)

    FRN 165548

    • [FCA CF] Functions requiring qualifications (1 Mar 2021 to 5 Nov 2021)
  • AEGON INVESTMENT SOLUTIONS LTD. (no longer approved here)

    FRN 543123

    • [FCA CF] Functions requiring qualifications (1 Mar 2021 to 5 Nov 2021)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.