Darren Stuart Burnett

Last updated
1 week ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • BURNETT AND CO FINANCIAL PLANNING LTD

    FRN 784347

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • Responsibility for MCD Intermediation (since 13 Oct 2020)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • CF10 Compliance Oversight (2 Oct 2017 to 8 Dec 2019)
    • CF1 Director (2 Oct 2017 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (2 Oct 2017 to 8 Dec 2019)
    • CF30 Customer (2 Oct 2017 to 8 Dec 2019)
    • Responsible for Insurance Mediation (2 Oct 2017 to 30 Sep 2018)
  • LLOYD & CO. FINANCIAL PLANNING LTD (no longer approved here)

    FRN 548625

    • CF30 Customer (23 Nov 2016 to 2 Oct 2017)
  • BURNETT AND CO FINANCIAL PLANNING LIMITED (no longer approved here)

    FRN 764624

    • Employed By (23 Nov 2016 to 2 Oct 2017)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • CF30 Customer (1 Nov 2007 to 28 Feb 2012)
    • CF21 Investment Adviser (17 Sep 2007 to 31 Oct 2007)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF21 Investment Adviser (1 Dec 2001 to 28 May 2004)
  • Scottish Widows Unit Trust Managers Limited (no longer approved here)

    FRN 122129

    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 17 Jul 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.