Darren Shaw

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Marks and Spencer Unit Trust Management Limited (no longer approved here)
FRN 141662
- [FCA CF] Manager of certification employee (7 Jan 2020 to 5 Nov 2021)
MARKS AND SPENCER FINANCIAL SERVICES PLC (no longer approved here)
FRN 151427
- [FCA CF] Manager of certification employee (10 Jul 2019 to 5 Nov 2021)
HSBC UK Bank Plc (no longer approved here)
FRN 765112
- [FCA CF] Manager of certification employee (1 Jul 2018 to 20 Jun 2019)
HSBC Bank Plc (no longer approved here)
FRN 114216
- [FCA CF] Manager of certification employee (6 Mar 2018 to 1 Jul 2018)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.