Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Client dealing (since 13 Dec 2024)
- [FCA CF] Manager of certification employee (since 26 Mar 2024)
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Schroders IS Limited
FRN 195028
- [FCA CF] Material risk taker (since 13 Jun 2024)
- [FCA CF] Client dealing (since 8 Sep 2022)
- [FCA CF] Manager of certification employee (since 8 Sep 2022)
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Schroder Unit Trusts Limited
FRN 197288
- [FCA CF] Manager of certification employee (since 26 Mar 2024)
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Schroder Investment Management Limited
FRN 119348
- [FCA CF] Client dealing (since 8 Sep 2022)
- [FCA CF] Manager of certification employee (since 8 Sep 2022)
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- [FCA CF] Manager of certification employee (9 Dec 2019 to 20 Jul 2022)
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 20 Jul 2022)
- [FCA CF] Client dealing (9 Dec 2019 to 20 Jul 2022)
- [FCA CF] Material risk taker (9 Dec 2019 to 20 Jul 2022)
- CF30 Customer (13 Apr 2011 to 8 Dec 2019)
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- CF30 Customer (14 Jan 2010 to 8 Feb 2011)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.