Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 13 Dec 2024)
    • [FCA CF] Manager of certification employee (since 26 Mar 2024)
    • [FCA CF] Material risk taker (since 13 Jun 2024)
    • [FCA CF] Client dealing (since 8 Sep 2022)
    • [FCA CF] Manager of certification employee (since 8 Sep 2022)
    • [FCA CF] Manager of certification employee (since 26 Mar 2024)
    • [FCA CF] Client dealing (since 8 Sep 2022)
    • [FCA CF] Manager of certification employee (since 8 Sep 2022)
  • Royal London Asset Management Limited (no longer approved here)

    FRN 141665

    • [FCA CF] Manager of certification employee (9 Dec 2019 to 20 Jul 2022)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 20 Jul 2022)
    • [FCA CF] Client dealing (9 Dec 2019 to 20 Jul 2022)
    • [FCA CF] Material risk taker (9 Dec 2019 to 20 Jul 2022)
    • CF30 Customer (13 Apr 2011 to 8 Dec 2019)
  • Aegon Asset Management UK plc (no longer approved here)

    FRN 144267

    • CF30 Customer (14 Jan 2010 to 8 Feb 2011)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.