Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Client dealing (9 Dec 2019 to 6 Nov 2020)
- CF30 Customer (23 May 2013 to 8 Dec 2019)
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- CF21 Investment Adviser (8 Nov 2004 to 12 Jul 2005)
- CF26 Customer Trading (4 May 2004 to 8 Nov 2004)
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- CF21 Investment Adviser (1 Dec 2001 to 29 Jan 2004)
- CF26 Customer Trading (1 Dec 2001 to 29 Jan 2004)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.