Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Xconnect Trading Limited (no longer approved here)

    FRN 403317

    • [FCA CF] Client dealing (9 Dec 2019 to 6 Nov 2020)
    • CF30 Customer (23 May 2013 to 8 Dec 2019)
  • GFI Securities Limited (no longer approved here)

    FRN 184801

    • CF21 Investment Adviser (8 Nov 2004 to 12 Jul 2005)
    • CF26 Customer Trading (4 May 2004 to 8 Nov 2004)
  • Cantor Fitzgerald Europe (no longer approved here)

    FRN 149380

    • CF21 Investment Adviser (1 Dec 2001 to 29 Jan 2004)
    • CF26 Customer Trading (1 Dec 2001 to 29 Jan 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.