Darren Dempsey

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

The Bank of New York Mellon (no longer approved here)
FRN 122467
- [FCA CF] Algorithmic trading (15 Jan 2021 to 7 Sep 2023)
- [FCA CF] Client dealing (15 Jan 2021 to 7 Sep 2023)
Nomura Bank International Plc. (no longer approved here)
FRN 204419
- CF30 Customer (12 Jul 2012 to 1 Oct 2014)
Nomura International Plc (no longer approved here)
FRN 124422
- CF30 Customer (22 Apr 2010 to 1 Oct 2014)
Barclays Capital Securities Limited (no longer approved here)
FRN 124431
- CF30 Customer (13 Nov 2008 to 8 Dec 2008)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.