Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Nomura International Plc (no longer approved here)

    FRN 124422

    • [FCA CF] Material risk taker (25 Mar 2020 to 8 Apr 2024)
    • SMF24 Chief Operations (6 Sep 2018 to 5 Mar 2020)
    • SMF18 Other Overall Responsibility (3 Mar 2017 to 6 Sep 2018)
  • Nomura Bank International Plc. (no longer approved here)

    FRN 204419

    • SMF24 Chief Operations (6 Sep 2018 to 5 Mar 2020)
    • SMF18 Other Overall Responsibility (3 Mar 2017 to 6 Sep 2018)

Recent activity

Updates to this individual's record on the FCA register.

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