Darol Lucas

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HW Financial Services Limited

    FRN 134190

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 1 Mar 2025)
    • [FCA CF] Functions requiring qualifications (since 1 Mar 2025)
  • Evelyn Partners Financial Planning Limited

    FRN 136414

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 24 Feb 2021)
    • [FCA CF] Functions requiring qualifications (since 24 Feb 2021)
  • Evelyn Partners Securities (no longer approved here)

    FRN 124255

    • [FCA CF] Functions requiring qualifications (24 Feb 2021 to 16 Apr 2025)
    • [FCA CF] Client dealing (24 Feb 2021 to 16 Apr 2025)
  • Evelyn Partners Investment Management Services Limited (no longer approved here)

    FRN 165169

    • [FCA CF] Functions requiring qualifications (24 Feb 2021 to 3 Jul 2025)
    • [FCA CF] Client dealing (24 Feb 2021 to 3 Jul 2025)

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Updates to this individual's record on the FCA register.

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