Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 16 Mar 2021)
    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsibility for MCD Intermediation (since 21 Mar 2016)
    • CF4 Partner (AR) (23 Mar 2017 to 12 Sep 2022)
    • CF8 Apportionment and Oversight (6 Apr 2005 to 31 Mar 2009)
    • Responsible for Insurance Mediation (6 Apr 2005 to 30 Sep 2018)
    • CF1 Director (6 Apr 2005 to 8 Dec 2019)
  • Warner Austin & Boyd Financial (no longer approved here)

    FRN 771517

    • Employed By (23 Mar 2017 to 12 Sep 2022)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF21 Investment Adviser (1 Dec 2001 to 7 Aug 2002)
  • Scottish Widows Unit Trust Managers Limited (no longer approved here)

    FRN 122129

    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 17 Jul 2002)

Recent activity

Updates to this individual's record on the FCA register.

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