Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 7 Oct 2024)
    • [FCA CF] Functions requiring qualifications (since 7 Oct 2024)
  • HW Financial Services Limited (no longer approved here)

    FRN 134190

    • [FCA CF] Client dealing (29 May 2024 to 27 Sep 2024)
    • [FCA CF] Functions requiring qualifications (29 May 2024 to 27 Sep 2024)
    • [FCA CF] Manager of certification employee (29 May 2024 to 27 Sep 2024)
  • Evelyn Partners Financial Planning Limited (no longer approved here)

    FRN 136414

    • [FCA CF] Functions requiring qualifications (29 May 2024 to 27 Sep 2024)
    • [FCA CF] Manager of certification employee (29 May 2024 to 27 Sep 2024)
    • [FCA CF] Client dealing (29 May 2024 to 27 Sep 2024)
  • Bespoke Wealth Limited (no longer approved here)

    FRN 971573

    • [FCA CF] Client dealing (3 May 2023 to 7 May 2024)
    • [FCA CF] Functions requiring qualifications (3 May 2023 to 7 May 2024)

Recent activity

Updates to this individual's record on the FCA register.

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