Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Northwood Wealth Management Ltd
FRN 754511
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- [FCA CF] Client dealing (since 7 Oct 2024)
- [FCA CF] Functions requiring qualifications (since 7 Oct 2024)
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- [FCA CF] Client dealing (29 May 2024 to 27 Sep 2024)
- [FCA CF] Functions requiring qualifications (29 May 2024 to 27 Sep 2024)
- [FCA CF] Manager of certification employee (29 May 2024 to 27 Sep 2024)
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- [FCA CF] Functions requiring qualifications (29 May 2024 to 27 Sep 2024)
- [FCA CF] Manager of certification employee (29 May 2024 to 27 Sep 2024)
- [FCA CF] Client dealing (29 May 2024 to 27 Sep 2024)
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- [FCA CF] Client dealing (3 May 2023 to 7 May 2024)
- [FCA CF] Functions requiring qualifications (3 May 2023 to 7 May 2024)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.