Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Nomura International Plc
FRN 124422
- [FCA CF] Material risk taker (since 26 Oct 2023)
- [FCA CF] Client dealing (since 4 Nov 2016)
- [FCA CF] Material risk taker (4 Nov 2016 to 27 Oct 2022)
- CF30 Customer (22 Dec 2014 to 6 Mar 2016)
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Nomura Bank International Plc.
FRN 204419
- [FCA CF] Material risk taker (since 26 Oct 2023)
- [FCA CF] Client dealing (since 18 May 2018)
- [FCA CF] Material risk taker (13 Nov 2019 to 27 Oct 2022)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.