Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
- CF30 Customer (9 May 2022 to 20 Jan 2025)
- CF4 Partner (AR) (9 May 2022 to 20 Jan 2025)
-
- (4)Employed By (9 May 2022 to 20 Jan 2025)
-
- [FCA CF] Client dealing (9 Dec 2019 to 18 Jan 2022)
- [FCA CF] Manager of certification employee (9 Dec 2019 to 18 Jan 2022)
- [FCA CF] Material risk taker (9 Dec 2019 to 18 Jan 2022)
- CF1 Director (18 Sep 2015 to 3 Sep 2019)
- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- CF23 Corporate Finance Adviser (23 Jul 2004 to 31 Oct 2007)
-
- CF30 Customer (1 Nov 2007 to 13 Nov 2007)
- CF23 Corporate Finance Adviser (23 Jul 2004 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.