Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 16 Sep 2025)
    • [FCA CF] Functions requiring qualifications (since 16 Sep 2025)
  • Succession Financial Management Limited (no longer approved here)

    FRN 225831

    • [FCA CF] Client dealing (2 Oct 2023 to 15 Dec 2023)
    • [FCA CF] Functions requiring qualifications (2 Oct 2023 to 15 Dec 2023)
  • SUCCESSION WEALTH MANAGEMENT LIMITED (no longer approved here)

    FRN 588378

    • [FCA CF] Client dealing (2 Oct 2023 to 15 Dec 2023)
    • [FCA CF] Functions requiring qualifications (2 Oct 2023 to 15 Dec 2023)
  • Aviva Administration Limited (no longer approved here)

    FRN 185746

    • [FCA CF] Client dealing (2 Dec 2022 to 1 Oct 2023)
    • [FCA CF] Functions requiring qualifications (2 Dec 2022 to 1 Oct 2023)
  • WPS ADVISORY Ltd (no longer approved here)

    FRN 624546

    • [FCA CF] Functions requiring qualifications (1 Dec 2020 to 13 Jul 2021)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (24 May 2011 to 6 Mar 2016)
  • Nationwide Building Society (no longer approved here)

    FRN 106078

    • CF30 Customer (17 Jan 2011 to 28 Mar 2011)
  • Honister Partners Ltd (no longer approved here)

    FRN 502699

    • Employed By (23 Jun 2009 to 10 Mar 2010)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.