Daniel Thomas Gray

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HW Financial Services Limited

    FRN 134190

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 9 Dec 2025)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2025)
    • [FCA CF] Functions requiring qualifications (21 Aug 2024 to 3 Dec 2025)
    • [FCA CF] Client dealing (21 Aug 2024 to 3 Dec 2025)
  • Evelyn Partners Discretionary Investment Management Limited

    FRN 147103

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 3 Dec 2025)
    • [FCA CF] Functions requiring qualifications (since 3 Dec 2025)
  • Evelyn Partners Investment Management Services Limited

    FRN 165169

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 3 Dec 2025)
    • [FCA CF] Functions requiring qualifications (since 3 Dec 2025)
    • [FCA CF] Client dealing (13 Feb 2023 to 18 Oct 2024)
    • [FCA CF] Functions requiring qualifications (13 Feb 2023 to 18 Oct 2024)
  • Evelyn Partners Investment Management LLP

    FRN 580531

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 3 Dec 2025)
    • [FCA CF] Client dealing (since 3 Dec 2025)
  • Evelyn Partners Financial Planning Limited

    FRN 136414

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 13 Feb 2023)
    • [FCA CF] Client dealing (since 13 Feb 2023)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF30 Customer (17 Dec 2020 to 16 Dec 2022)
    • Appointed representative dealing with clients for which they require qualification (30 Dec 2019 to 16 Dec 2022)
  • Clayton Holmes Naisbitt Limited (no longer approved here)

    FRN 401571

    • Employed By (17 Dec 2020 to 16 Dec 2022)
  • Santander UK Plc (no longer approved here)

    FRN 106054

    • [FCA CF] Functions requiring qualifications (7 Mar 2016 to 15 Jul 2019)

Recent activity

Updates to this individual's record on the FCA register.

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