Daniel Szabo

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Seven Investment Management LLP

    FRN 589124

    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • [FCA CF] Functions requiring qualifications (since 18 Dec 2023)
  • J.M. FINN & CO.LTD (no longer approved here)

    FRN 450754

    • [FCA CF] Functions requiring qualifications (24 Mar 2023 to 12 Jul 2023)
    • [FCA CF] Client dealing (24 Mar 2023 to 12 Jul 2023)
  • Atomos Investments Limited (no longer approved here)

    FRN 122588

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 24 Feb 2023)
    • [FCA CF] Client dealing (9 Dec 2019 to 24 Feb 2023)
    • CF30 Customer (9 May 2018 to 8 Dec 2019)
  • Sanlam Investments UK Limited (no longer approved here)

    FRN 459237

    • [FCA CF] Client dealing (9 Dec 2019 to 12 Oct 2021)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 12 Oct 2021)
    • CF30 Customer (25 Oct 2018 to 8 Dec 2019)
  • Oxford Capital Partners LLP (no longer approved here)

    FRN 585981

    • CF30 Customer (20 Apr 2017 to 4 May 2018)
  • Evelyn Partners Investment Management Services Limited (no longer approved here)

    FRN 165169

    • CF30 Customer (5 Jun 2013 to 30 Mar 2017)
  • Nationwide Building Society (no longer approved here)

    FRN 106078

    • CF30 Customer (17 Jan 2011 to 11 Feb 2013)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.