Daniel Spencer

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

GF Financial Markets (UK) Limited
FRN 114237
- [FCA CF] Client dealing (since 19 Jul 2024)
JPMorgan Chase Bank, National Association (no longer approved here)
FRN 124491
- [FCA CF] Client dealing (7 Mar 2016 to 9 Jan 2024)
- CF30 Customer (1 Jul 2010 to 6 Mar 2016)
J.P. Morgan Securities plc (no longer approved here)
FRN 155240
- [FCA CF] Client dealing (7 Mar 2016 to 9 Jan 2024)
- CF30 Customer (1 Jul 2010 to 6 Mar 2016)
NatWest Markets Plc (no longer approved here)
FRN 121882
- CF30 Customer (1 May 2008 to 19 Nov 2010)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.