Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Mercer Limited

    FRN 121935

    • [FCA CF] Manager of certification employee (since 31 Oct 2023)
    • [FCA CF] Client dealing (since 31 Oct 2023)
    • SMF18 Other Overall Responsibility (4 Jan 2021 to 19 Apr 2023)
    • [FCA CF] Client dealing (1 Feb 2020 to 2 Aug 2022)
    • CF30 Customer (1 Nov 2007 to 11 May 2009)
    • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • Winton Capital Management Limited (no longer approved here)

    FRN 184258

    • CF30 Customer (14 Jan 2015 to 12 Sep 2016)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.