Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Nomura International Plc
FRN 124422
- SMF18 Other Overall Responsibility (since 23 Aug 2024)
- [FCA CF] Manager of certification employee (21 Apr 2023 to 23 Aug 2024)
- [FCA CF] Significant management (29 Mar 2023 to 23 Aug 2024)
- [FCA CF] Material risk taker (20 Dec 2018 to 29 Feb 2020)
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Nomura Bank International Plc.
FRN 204419
- SMF18 Other Overall Responsibility (since 23 Aug 2024)
- [FCA CF] Manager of certification employee (21 Apr 2023 to 23 Aug 2024)
- [FCA CF] Significant management (29 Mar 2023 to 23 Aug 2024)
- [FCA CF] Material risk taker (27 Feb 2023 to 23 Aug 2024)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.